Business Client Alerts
Small Business Securities Bulletin - SEC Approves Nasdaq Rule Addressing Compensation Committees, Consultants
February 2013
By: Penny Somer-Greif Small Business Securities Bulletin - Smaller Reporting Companies Become Subject to Say-on-Pay in 2013; New Iran/Terrorism Reporting
February 2013
By: Penny Somer-Greif Small Business Securities Bulletin - Regulation FD Update
February 2013
By: Penny Somer-Greif Small Business Securities Bulletin- Nasdaq Proposes Rule Addressing Compensation Committee Independence, Smaller Reporting Company Exemptions
October 2012
By: Penny Somer-Greif Small Business Securities Bulletin - SEC Proposes Rule to Eliminate Prohibition on General Solicitation and Advertising in Rule 506 Private Offerings
September 2012
By: Penny Somer-Greif Small Business Securities Bulletin - PCAOB Adopts Guidance for Audit Committees on PCAOB Inspection Process
August 2012
By: Penny Somer-Greif Small Business Securities Bulletin - PCAOB Adopts New Auditing Standard No. 16 - Communications with Audit Committees
August 2012
By: Penny Somer-Greif Small Business Securities Bulletin - SEC Adopts Final Rules on Listing Standards for Compensation Committees and Compensation Adviser Disclosure, Exempts Smaller Reporting Companies
June 2012
By: Penny Somer-Greif Small Business Securities Bulletin - Impact of the JOBS Act on Public Companies
April 2012 (No. I)
By: Penny Somer-Greif Small Business Securities Bulletin - Impact of the JOBS Act on Private Companies
April 2012 (No. II)
By: Penny Somer-Greif Small Business Securities Bulletin - SEC’s Final Rule Adopting Revised Accredited Investor Definition
January 2012
By: Penny Somer-Greif Small Business Securities Bulletin - Recent SEC Enforcement Cases Against Bank Holding Company, Private Company
January 2012
By: Penny Somer-Greif Small Business Securities Bulletin - SEC’s Division of Corporation Finance Issues Guidance on Disclosure of Cybersecurity Risks and Cyber Incidents
October 2011
By: Penny Somer-Greif Small Business Securities Bulletin - DC Circuit Strikes Down SEC's Proxy Access Rule
October 2011
By: Penny Somer-Greif Small Business Securities Bulletin - SEC Proposes “Bad Actor” Disqualifications for Rule 506 Private Placements
June 2011 (No. II)
By: Penny Somer-Greif Small Business Securities Bulletin - Reminder: XBRL Compliance Deadline Fast Approaching
June 2011 (No. II)
By: Penny Somer-Greif Small Business Securities Bulletin - SEC Adopts Rules Implementing the Whistleblower Provisions of Dodd-Frank
June 2011
By: Penny Somer-Greif Small Business Securities Bulletin - SEC Enforcement Case for Failure to Disclose Perks
February 2011
By: Penny Somer-Greif Small Business Securities Bulletin - SEC Proposes Revision to Accredited Investor Definition
February 2011
By: Penny Somer-Greif Impact on Family Offices of the Dodd-Frank Investment Adviser Registration Changes
February 3, 2011
By: Kenneth B. Abel and Penny Somer-Greif Small Business Securities Bulletin - SEC Adopts Say-on-Pay and Related Rules; Two-Year Temporary Exemption for Smaller Reporting Companies Included
January 2011
By: Penny Somer-Greif Small Business Securities Bulletin: Recent Case is a Reminder to Ensure your Regulation FD Compliance Programs are Current
December 2010
By: Penny Somer-Greif Small Business Securities Bulletin: SEC Proposes Rules Implementing the Whistleblower Provisions of Dodd-Frank
November 2010 (No. II)
By: Penny Somer-Greif Small Business Securities Bulletin: SEC’s Proposed Say on Pay Rules
November 2010
By: Penny Somer-Greif Small Business Securities Bulletin - SEC Proposed Rules on Short-Term Borrowings Disclosure
October 2010 (No. III)
By: Penny Somer-Greif Small Business Securities Bulletin: SEC Guidance on Liquidity and Funding Risks
October 2010 (No. II)
By: Penny Somer-Greif Small Business Securities Bulletin: SEC Schedule for Rules Implementing Dodd-Frank Provisions
October 2010
By: Penny Somer-Greif Small Business Securities Bulletin: Final Rules Implementing Proxy Access
October 2010
By: Penny Somer-Greif Small Business Securities Bulletin: Corporate and Securities Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
June 2010 (No. IV)
By: Penny Somer-Greif Small Business Securities Bulletin: Recent Case Emphasizes the Need to Include Well-Drafted Forward-Looking Statements Cautionary Language
June 2010 (No. III)
By: Penny Somer-Greif Small Business Securities Bulletin: Pending Amendments to the Federal Sentencing Guidelines - Why Now is a Good Time to Review Your Corporate Compliance and Ethics Program
June 2010 (No. II)
By: Penny Somer-Greif Small Business Securities Bulletin: Corporate and Securities Provisions of the Senate's Final "Restoring American Financial Stability Act of 2010"; Recent Regulation FD SEC Enforcement Action
June 2010 (No. I)
By: Penny Somer-Greif Small Business Securities Bulletin: Securities and Corporate Governance Provisions of the "Restoring American Financial Stability Act of 2010"; Returning Oversight of Rule 506 Offerings to the States; Corporate Governance Provisions
April 2010
By: Penny Somer-Greif Small Business Securities Bulletin: Revisions to the Notice and Access Model for Proxy Materials Adopted
March 2010
By: Penny Somer-Greif Small Business Securities Bulletin: SEC Interpretive Release Regarding Disclosure About Climate Change
March 2010
By: Penny Somer-Greif Small Business Securities Bulletin: Corp. Fin CDIs on New Proxy Disclosure Requirements
February 2010
By: Penny Somer-Greif Small Business Securities Bulletin:Say-on-Pay for TARP Recipients – No Preliminary Proxy Filing Required
February 2010
By: Penny Somer-Greif Small Business Securities Bulletin: Proposed Revisions to Rule 10b-18 Regarding Issuer Repurchases
February 2010
By: Penny Somer-Greif Small Business Securities Bulletin
January 2010
By: Penny Somer-Greif Small Business Securities Bulletin: Proposed Revisions to the Notice and Access Model for Proxy Materials
November 2009
By: Penny Somer-Greif Small Business Securities Bulletin: New SEC FrameWork for Evaluating Certain Stockholder Proposals
November 2009
By: Penny Somer-Greif Small Business Securities Bulletin: More on Sox 404(b) With Respect to Smaller Public Companies
November 2009
By: Penny Somer-Greif Small Business Securities Bulletin: SOX Auditor Attestation Requirement Delayed for Smaller Reporting Companies; Proxy Access Will Not Be Applicable for 2010 Proxy Season
October 2009
By: Penny Somer-Greif Small Business Securities Bulletin: SEC Proposes Rules to Strengthen Oversight of Credit Rating Agencies
October 2009
By: Penny Somer-Greif Proxy Access, Potential Future Corporate Governance Disclosure and Related Proposals
May 30, 2009
By: Penny Somer-Greif and Frank C. Bonaventure, Jr. SEC Adopts Final Rules Regarding Interactive Data for Financial Reporting (XBRL) and Announces Seminar on the New Requirements
May 30, 2009
By: Penny Somer-Greif and Frank C. Bonaventure, Jr. Bailout Legislation Offers Significant Tax Refund for Coal Exporters
October 20, 2008
By: Stuart M. Schabes Mandated Electronic Filing of Form D; Revisions to Form D
February 28, 2008
By: Penny Somer-Greif and Frank C. Bonaventure, Jr. Economic Stimulus Package - Bonus Depreciation and Increased Expensing Limits
February 13, 2008
By: Stuart M. Schabes and Robert L. Ash SEC Proposed Extension of Compliance Dates for Reporting on Internal Control Over Financial Reporting
August 1, 2006
By: Frank C. Bonaventure, Jr. and Penny Somer-Greif COSO Guidance for Smaller Companies
August 1, 2006
By: Frank C. Bonaventure, Jr. and Penny Somer-Greif |
