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Experience |
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A former Attorney-Adviser with the Securities and Exchange Commission, Penny focuses her practice on securities and corporate law issues, including matters involving the Sarbanes-Oxley Act of 2002 and related SEC rules, Nasdaq and other Exchange corporate governance rules and other requirements, public and private offerings of securities, and general SEC compliance matters. She prepares all types of SEC filings, including registration statements, annual, quarterly and current reports, proxy statements, Section 16 filings, no-action requests and confidential treatment requests.
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Admitted |
Court of Appeals of the District of Columbia
Court of Appeals of Maryland
Court of Appeals of New Jersey
Supreme Court of New York
Supreme Court of Pennsylvania
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Education |
Washington College of Law, The American University, J.D., summa cum laude, 1995
Phi Alpha Delta
Note and Comment Editor, The American University Journal of International Law and Policy, 1991-1992
State University of New York at Binghamton, B.S., summa cum laude, 1992
Alpha Mu Alpha, Honorary Marketing Society
National Dean's List
All-American Scholar
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Professional & Community |
American Bar Association
Maryland State Bar Association
Section of Business Law
Committee of Securities Law
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Publications & Presentations |
Author, "A Guide to the SEC's Revised Executive Compensation and Related Disclosure Rules," Business Law Brief, American University Washington College of Law, 2007
Author, "Recent Securities Law Developments," Maryland Bankers Association Maryland Weekly, 2007
Lecturer, "What Is A Security?" Maryland Judiciary and the Maryland State Bar Association Joint Bench Bar Conference, 2007
Co-author with Whitney Debevoise, "The United States of America," International Securities Law Handbook, Kluwer Law International, Second Edition, 2005
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Professional Background |
Associate, Arnold & Porter, LLP
Attorney-Adviser, Securities and Exchange Commission
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